FINRA Administered Exams

Exams

Securities Exam for Series 3, 30 and 31 study materials

Administrative

FINRA Domestic and International Test Sites
Need a Test Application Form? (U-10)

Futures

Regulatory:
National Futures Association (NFA)
Commodity Futures Trading Commission (CFTC)
Futures-Forex-Stocks Trading Platforms

Securities

Securities Industry Association  (SIA)
Certified Financial Planner Board of Standards (CFP)

Regulatory:

Financial Industry Regulatory Authority (FINRA)
Municipal Securities Rule Making Board (MSRB)
Securities and Exchange Commission (SEC)
Securities and Investments Board (U.K)

Exchanges:
New York Stock Exchange (NYSE)
The American Stock Exchange (AMEX)
The FINRAAQ Stock Market
The Philadelphia Stock Exchange
Chicago Board Options Exchange (CBOE)
Chicago Board of Trade (CBT)
Chicago Mercantile Exchange (CME)
London Stock Exchange
The London International Financial Futures and Options Exchange (LIFFE)